An Australian AFSL company is offered for full share acquisition with retail general-advice capability and broader wholesale advice across deposits, derivatives, FX, government bonds, securities and managed investments within the licence conditions.
Regulatory Scope
The permissions and assets are described in the partner acquisition file and remain subject to the company’s actual registration or licence conditions.
Included Assets and Records
- One Key Person and one Responsible Manager appointed
- Corporate and compliance records
- Detailed retail and wholesale permission schedule
Acquisition Review
Responsible Manager continuation depends on the proposed business model and agreed engagement terms. Retail and wholesale service boundaries should be assessed separately.
Commercial terms: Available on request, subject to current availability and due diligence.