An Australian AFSL company is available through a 100% share sale with wholesale advice, client dealing, non-IDPS custody and permissions to issue its own managed investment scheme alongside derivatives and FX products.
Regulatory Scope
The permissions and assets are described in the partner acquisition file and remain subject to the company’s actual registration or licence conditions.
Included Assets and Records
- One Key Person and two Responsible Managers in place
- Corporate, licence and compliance records
Acquisition Review
The exact investment-product, scheme and custody conditions must be checked against the licence. Manager retention and associated service terms require agreement.
Commercial terms: Available on request, subject to current availability and due diligence.