An Australian AFSL company is available through acquisition of all shares. The partner lists wholesale advice on managed investments and securities, product issuing and dealing, additional client-dealing categories and custody outside IDPS.
Regulatory Scope
The permissions and assets are described in the partner acquisition file and remain subject to the company’s actual registration or licence conditions.
Included Assets and Records
- One Key Person and two Responsible Managers in place
- Corporate, licence, governance and compliance files
Acquisition Review
One existing manager is open to remaining on agreed terms with relevant insurance arrangements. The buyer should verify the complete product schedule and required continuity arrangements.
Commercial terms: Available on request, subject to current availability and due diligence.